- nrg (Princeton, NJ)
- …to join our team and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly to NRG's VP, Deputy General ... & Corporate Secretary. The responsibilities will include all corporate and securities matters for a publicly traded company, including ensuring compliance with… more
- EY (Hoboken, NJ)
- …exceptional experience for yourself, and a better working world for all. Securities Analyst, Strategy and Transactions (S&T) (Capital Transformation - Decision ... Modeling & Economics - Complex Securities ) (Manager)(Multiple Positions), Ernst & Young US LLP, Hoboken,...have 3 years of recent experience in valuing complex securities , including options, warrants, fixed income securities ,… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …finishing your schooling or thinking about changing careers, Fidelity s Securities Industry Essentials\u00AE (SIE\u00AE) Scholar program provides you the opportunity ... the study materials and exam fee for you to sit for the Securities Industry Essentials\u00AE Exam.You will experience opportunities for engagement at various key… more
- Fidelity TalentSource LLC (Atlanta, GA)
- …finishing your schooling or thinking about changing careers, Fidelity s Securities Industry Essentials\u00AE (SIE\u00AE) Scholar program provides you the opportunity ... for the study materials and exam fee for you to sit for the Securities Industry Essentials\u00AE Exam.You will participate in a nationwide network of peers that will… more
- EY (New York, NY)
- …and comparing the relative quality and risks associated with various securities , including asset-backed securities (ABS), commercial mortgage-backed ... securities (CMBS), residential mortgage-backed securities (RMBS), and collateralized loan obligations (CLO). Conduct loan document review and data reviews on loan… more
- EY (New York, NY)
- …in the securitization marketplace across asset classes, including asset- backed securities (ABS), commercial mortgage- backed securities (CMBS), residential ... platforms in order to provide in depth analysis on structured product securities .Managing and motivating teams with diverse skills and backgrounds in an inclusive… more
- Rose International (Columbus, OH)
- …and other operating units. Includes understanding topics that require insurance or securities license and registration and understands when and how to route those ... inquiries to the properly registered representative. Benefits: For information and details on employment benefits offered with this position, please visit here. Should you have any questions/concerns, please contact our HR Department via our secure website.… more
- Rose International (Columbus, OH)
- …and other operating units. Includes understanding topics that require insurance or securities license and registration and understands when and how to route those ... inquiries to the properly registered representative. Benefits: For information and details on employment benefits offered with this position, please visit here. Should you have any questions/concerns, please contact our HR Department via our secure website.… more
- Dexian - DISYS (Irving, TX)
- …(In office for the first 30 days then 5 days in 5 days out)Intake notes: Securities license positionMust have series 7 certification that is active and up to date ... related complaintsThis is a production roleMust have at least 1 year of securities experienceThis is a client facing role, writing letters and having phone… more
- Amerant Bank (Coral Gables, FL)
- …their pre-established SLA times within a quality-controlled process environment. Process securities transfer in a timely manner following industry best practices. ... can include but are not limited to incoming/outgoing ACAT, delivery/receive of securities free of payment which include DTC, Government, Mutual Fund, International… more
- EY (Atlanta, GA)
- …attributes for successConsulting and helping clients deal with issues involving the Securities and Exchange Commission (SEC) regulations. Function as SME on SEC ... products and processesTo qualify for the role you must haveBroad experience in securities law with minimum 5 years work experience in capital markets with leading… more
- EY (New York, NY)
- …in the securitization marketplace across asset classes, including asset- backed securities (ABS), commercial mortgage- backed securities (CMBS), residential ... mortgage- backed securities (RMBS) and collateralized loan obligations (CLO). The securitization market is a dynamic marketplace, continuously evolving with new regulations and technological advances every day. This a great opportunity to work in this… more
- EY (Houston, TX)
- …in the securitization marketplace across asset classes, including asset- backed securities (ABS), commercial mortgage- backed securities (CMBS), residential ... mortgage- backed securities (RMBS) and collateralized loan obligations (CLO). The securitization market is a dynamic marketplace, continuously evolving with new regulations and technological advances every day. This a great opportunity to work in this… more
- Fidelity TalentSource LLC (Smithfield, RI)
- …of 1940 and the Global Investment Performance Standards (GIPS)Thorough familiarity with federal securities laws, including the Securities Act of 1933, the ... Securities Exchange Act of 1934, the Investment Advisers Act of 1940, relevant portions of the Investment Company Act of 1940 and the Commodity Exchange Act and related rules.Strong practical skills and industry knowledge.Additional helpful experience… more
- EY (Los Angeles, CA)
- …for Private Equity Funds which involves the ability to review extensive securities analysis, make appropriate tax adjustments, and provide final sign off for ... tax differences, such as wash sales, constructive sales, straddles, and other securities issues * Building impactful relationships with new and existing clients as… more
- EY (New York, NY)
- …for hedge funds and or private equity funds. You will review extensive securities analysis, make appropriate tax adjustments, and provide sign-off for the production ... tax differences, such as wash sales, constructive sales, straddles, and other securities issues. Build impactful relationships with new and existing clients and… more
- Truliant Federal Credit Union (Greenville, SC)
- …goals and objectives, uses financial planning and analysis to determine appropriate securities and/or insurance products to fulfill the members' goals and objectives ... and procedures as established through the TFA program.Follows the established securities and insurance compliance guidelines, and strictly adheres to all Credit… more
- Everence (Goshen, IN)
- …training role for the position of National Sales Consultant, with relevant securities licensure to be achieved within six to twelve months of ... requiredExperience: Sales experience of 1+ years preferredExperience in the securities and/or financial services industry preferredExperience in the development of… more
- Fidelity TalentSource LLC (Merrimack, NH)
- …identity theft, money laundering, wire fraud, mail fraud, check fraud, cyber-crimes, securities fraud, forgery, debit card fraud and other related regulatory or ... crime including investigations involving identity theft, cyber-crimes, financial fraud, securities fraud, money laundering and other related regulatory or criminal… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to SEC regulations and insider trading ... with trading securitiesGeneral understanding of New Account proceduresUnderstanding of Securities Processing operations and Broker/Dealer Compliance policies and proceduresExperience… more
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